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Overview
Assessment of Nutritional Status and Energy Requirements  
1. Introduction
2. Assessment of nutritional status
2.1 Clinical assessment
2.2 Definition of severity of malnutrition
2.2.1 Assessment of body weight and (recent) weight loss
2.2.2 Assessment of static caloric reserve
2.2.3 Assessment of static protein reserve
2.2.4 Assessment of circulating protein status
2.2.5 Assessment of immune status
2.2.6 Body composition measurement
2.3 Micronutrient status
2.4 Conclusion
2.5 Literature index
3. Calculation and measurement of energy requirements
3.1 Direct calorimetry
3.2 Indirect calorimetry
3.3 Empirical approximate equations
3.4 Examples of calculation of the actual energy expenditure
3.5 Literature index
4. Index of abbreviations

1. Introduction

In part 1 of Clinical Nutrition in Practice, the metabolism and consequences of fasting, disease and stress were outlined. It was shown that these conditions lead to a depletion of body energy stores and protein reserves, eventually accelerated by a hypermetabolism. Prolonged fasting or hypermetabolism may lead to a state of malnutrition, which is associated with a decreased immunocompetence and an increased morbidity and mortality.

Hence, it is important to pay close attention on a possible presence or development of malnutrition, especially in the hospital setting, since several studies have proven that malnutrition still represents a significant problem in the hospital setting.

A number of parameters for the assessment and evaluation of nutritional status have been developed over the last decades. These parameters are useful tools in determining body energy and protein reserves. They can be divided in anthropometric and biochemical parameters. More recently, newer and more complicated methods and techniques to assess nutritional status have been developed.

Despite progress in our knowledge on the metabolism in stress and disease and the development of new techniques to assess nutritional status, assessment of nutritional status still remains complicated and reliable assessment always depends on the characterisation of various parameters and never one isolated parameter.

In the following sections, the various techniques for assessment of nutritional status and assessment of energy requirements are outlined. Together, these form the basis for the institution of an adequate nutritional therapy.

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2. Assessment of nutritional status

In the past, attempts have been made to correlate nutritional status with postoperative outcome and complication rate. This resulted in the definition of the prognostic nutritional index (PNI), a parameter to prospectively identify the patient at risk of nutritionally based complications and to permit a quantitative estimate of this risk (Mullen et al., 1979; Buzby et al., 1980). Of numerous anthropometric and biochemical parameters, the serum albumin level, triceps skinfold thickness, serum transferrin level and cutaneous delayed hypersensitivity reactivity appeared to have a major influence on postoperative outcome. These factors were used to define the prognostic index, which allows quantification of the risk of complications and provides a quantitative estimate of operative risk, thereby permitting rational selection of patients to receive preoperative nutritional support.

Another index, the prognostic inflammatory and nutritional index (PINI), combining values of acute-phase reactants (orosomucoid and C-reactive protein) and visceral proteins (albumin and prealbumin) in a formula provides a scoring system for the diagnosis and prognosis of stressed patients (Ingenbleek and Carpentier, 1985).

In another survey of 12 parameters of nutritional status, only preoperative levels of total serum protein and total iron-binding capacity were independently related to postoperative sepsis in cancer patients (Bozetti et al., 1985). Whether these parameters are only non-specific markers of malnutrition or whether they are directly involved in host defence mechanisms remains unclear, however.

Indices such as these have been developed to prospectively quantitate the risk for postoperative infection in order to diminish this risk by taking appropriate nutritional measures.

From these indices it is clear that only a limited number of anthropometric and biochemical parameters for malnutrition show a clear correlation with postoperative outcome.

A large number of these parameters are used today for the assessment of nutritional status and quantification of the degree of malnutrition. However, because of the large interindividual variation and the dependence of these values on disease state, data have to be interpreted with caution.

Therefore, at least as important as these parameters is the clinical presentation of the patient, because it can identify the patients who are in a depleted state or are at risk of developing malnutrition.

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2.1 Clinical assessment

Clinical assessment, as presented by Jeejeebhoy (1990) may form the basis for assessment of the nutritional status of the patient. It is based on the clinical impression of the patient, without exactly defining or quantifying the degree of malnutrition. It combines a number of clinical parameters of the nutritional status or, more correctly, forms an index of sickness rather than of nutritional status. Clinical assessment should focus on the following points:

- past nutritional intake;
- disease process and any operation affecting future intake of nutrients;
- catabolic effect of the disease affecting the patient;
- current physical state in relation to weight loss, deterioration of functional status, body fat loss and other signs of malnutrition, such as glossitis, oedema, skin rashes and neuropathy;
- functional status of the central nervous system, namely alertness, ability to ambulate and to cough; cardiovascular and renal function.

Based on features of the clinical history and physical examination, some diseases and factors of high risk for (development of) malnutrition can be identified:

- chronic diseases, like malignancy, kidney and liver diseases, congestive heart failure;
- digestive and absorptive abnormalities, like inflammatory bowel disease, short-bowel syndrome, gastrointestinal fistula, pancreatic disease, chronic diarrhoea;
- social and dietary factors, like drug and alcohol abuse, poverty, poor dentation;
- other factors leading to increased requirements like burns, sepsis, surgery, chemotherapy.

Clinical assessment can identify those patients that are at risk for malnutrition. In an attempt to define the patient´s risk of nutritionally related complications, the SGA (subjective global assessment) grading scale has been introduced by Detsky et al. (1987). This assessment is based on the following features of the patient´s condition: weight change, dietary intake, gastrointestinal symptoms, functional capacity, stress and physical signs. On the basis of these features, patients are scaled into SGA grade A to C, depending on their nutritional status; this grading helps to identify those patients who are at risk of nutritionally mediated complications.

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2.2 Definition of severity of malnutrition

Since malnutrition causes variable modifications of the various body compartments, it is worthwhile to distinguish the lean body mass, which comprises the masses of the cells, extracellular fluid and skeleton, from the fatty mass, i.e. the adipose tissue. For a reference adult of 70 kg, the cellular mass is 28 kg (40%), extracellular fluid mass 17.5 kg (25%), the skeletal mass 7 kg (10%) and the adipose tissue mass 17.5 kg (25%) (Blackburn et al., 1979).

Patients identified at risk of protein-energy malnutrition are to undergo evaluation to determine the severity and type of malnutrition present. These examinations include the following tests:

1. Assessment of body weight and (recent) weight loss.

2. Assessment of static caloric reserve (fat store).

3. Assessment of static protein reserve (muscle store).

4. Assessment of circulating protein status.

5. Assessment of immune status.

6. Body composition measurement.

Below, a description of the generally used indices to evaluate nutritional status is given.

Parameters for the assessment of nutritional state
Tab. 1: Parameters for the assessment of nutritional state
Anthropometry is widely used because it is inexpensive, can easily be applied at the bedside and is reproducible if performed by experienced investigators. The reliability can be enhanced by successive measurements. Anthropometric indices are fairly constant and do not change rapidly and are therefore not measured on a daily basis but rather at large intervals.

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2.2.1 Assessment of body weight and (recent) weight loss

Optimal body weight
When interpreting body weight, allowance must be made for the clinical judgement in function of the accuracy of the history, the underlying disease, and variations in hydration or oedemas. Parameters worth recording are the weight expressed as a percentage of the ideal weight and as a percentage of the usual weight, as well as the recent percentage loss in weight in the course of the disease. A weight amounting to 80% of the ideal weight may be interpreted as minor denutrition, 70 to 80% as moderate malnutrition and less than 70% of the ideal weight as severe malnutrition. The ideal weight is defined as the weight relative to height associated with the lowest mortality. If the usual weight, i.e. the premorbid weight, differs greatly from the ideal weight, the usual weight should be used as a reference. In the case of kwashiorkor, the weight loss can be less pronounced, because of the oedemas frequently observed.

Often, a recent history of weight loss is an indication of severe nutritional depletion. Weight loss can be evaluated according to the guidelines in Tab. 2.

Evaluation of weight loss
Tab. 2: Evaluation of weight loss#

Body mass index
The body mass index provides a relation between body weight and body height and is defined as follows:

BMI = body weight in kg/(body height in m)2

The BMI is usually calculated for a clinical assessment of overweight and obesity. Limit values are dependent on the age (< or >=35 years) of the patient. The curvilinear plot of BMI and overall mortality risk results in a U-shaped curve. In general, a good weight can be defined as a BMI between 20 and 25 kg/m2 ; overweight is a BMI > 25 kg/m2 and a BMI > 30 kg/m2 strongly indicates signs of obesity with increased risk (Bray, 1992). Conversely, BMI values lower than 19 are indicative of malnutrition and thus increased mortality risk. Moderate undernutrition can be defined as a BMI between 16 and 18 kg/m2 ; a BMI < 16 kg/m2 indicates severe malnutrition. In critically ill patients it is often difficult to measure body height and body weight, while body weight may be influenced by fluid shifts.

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2.2.2 Assessment of static caloric reserve

Subcutaneous fat forms a valid index for body fat. The measurement of skinfold thickness is a simple and rapid method for determining body fat stores. The triceps skinfold thickness (TST) is very informative about total body fat store. To determine body fat, the skinfold thickness is measured at the triceps, the thorax and the abdomen. Reference values are given in Table 3.

Furthermore, anthropometric measurements of the arm provide an indirect evaluation of the other body compartments. The muscle is representative of the lean mass, while the adipose tissue is an index of the energy reserves. From the measurement of the mid upper arm circumference and the triceps skinfold, the arm muscle circumference and the values of the muscle compartment and adipose compartment can be calculated (see Table 1). Although these measurements are not sufficiently sensitive to allow precise determination of the body composition in a particular patient, repeated measurements appear to be useful in assessing the effect of nutritional therapy.

One has to realise, however, that changes in muscle mass are changes in volume; the corresponding change in circumference is therefore more difficult to detect. Furthermore, the muscle mass is exaggerated by this method (15 - 25%). Additionally, in acute disease muscle tissue is characterized by a relative increase in water content, which makes it difficult to detect a loss in tissue. Changes in energy and nitrogen in the short term can not be detected by anthropometry, although it may detect large shifts in body compartments over months or years. Therefore, one can conclude that anthropometric measurements can only give an indication of depletion.

Anthropometric reference measurements
Tab. 3: Anthropometric reference measurements

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2.2.3 Assessment of static protein reserve

Creatinine
Creatinine is a metabolite of creatine; the amount of creatine in an individual is constant and creatine is only contained in the muscle tissue. Creatinine can not be reutilized and its excretion in urine is proportional to the muscle creatine content and therefore to the total body muscle mass. Creatinine excretion is practically independent of protein intake and therefore the 24 h creatinine excretion represents a parameter for the muscle tissue metabolism, as one mole of creatinine correlates to 17-20 kg of muscle tissue. In physical efforts and acute illness the creatinine excretion is enhanced and is therefore not a good index for assessment of malnutrition under these circumstances.

3-Methylhistidine is another biochemical parameter for estimating body protein mass. This amino acid is located almost exclusively in myofibrillar protein and is released when this protein is degraded; it cannot be recycled and is excreted in the urine. Collection of 3-methylhistidine in the urine therefore reflects the amount of muscle protein broken down. The interpretation of 3-methylhistidine excretion is complicated, however, by the fact that other factors than muscle mass, such as age, dietary intake and stress influence 3-methylhistidine excretion.

Creatinine/height index
As the muscle tissue is dominated by the height of the patient, the creatinine/height index has been introduced (24 h urine creatinine divided by the length) to correlate creatinine excretion to muscle tissue. The values observed have to be compared to reference values of creatinine excretion for a normal adult of the same sex and length. It is assumed that a reduction in muscle mass produces a proportional reduction in creatinine/height index.

Nitrogen Balance
Since the protein mass appears to be the limiting factor governing survival, dynamic assessment of nitrogen balance is of prime importance. There are several methods for assessing protein and nitrogen metabolism. The oldest and most widely used method for evaluating changes in body nitrogen is the nitrogen balance method. However, there are other methods, like determining arteriovenous differences in amino acids, reflecting amino acid metabolism, or methods using radioactive labelled amino acids.

As body proteins contain virtually all the nitrogen in the organism, measurement of nitrogen balance reflects protein balance. Metabolites of protein breakdown appear mainly in the urine. Protein is also lost in the stool, in the renewal of the skin and in the growth of hair and nails. In hospital, there are further losses, e.g. in wounds and fistulae.

By measuring the quantities of nitrogen given as protein and the quantities lost by various routes, one can arrive at a nitrogen balance: Nbal = Nin - Nout

However, the nitrogen balance only defines the difference between nitrogen entering and exiting the body. It should be pointed out that nitrogen losses are routinely underestimated because of incomplete collections of urine and faeces and insensible losses (e.g. through skin and sweat), while nitrogen intake can easily be overestimated because of food not consumed.

The nitrogen balance is an indirect, but nevertheless reliable measure of protein conservation. A negative nitrogen balance, for example, shows that protein losses are greater than protein intake, indicating catabolic state.

In hospital, the measurement of an exact nitrogen balance is hardly practicable. Even the equipment for measurement of total nitrogen in urine is often not available. One may, however, make use of the following approximation:

Nbal (g/24h) = Nin - [UNN + 4 + (BUNe - BUNs/100 x BW x F)]
Nin = nitrogen intake (g/24h)
UUN = urinary urea nitrogen (g/24h)
BUN = blood urea nitrogen (mg/dl) (s = at start, e = at end of 24h)
BW = body weight (kg)
F = body water factor (male: F = 0.60, female: F = 0.55)

This equation takes account for the fact that the majority of the nitrogen losses in urine (80 - 90%) are in the form of urea; this fraction may rise in catabolic situations, but is never below this value. Losses in the urine other than as urea are reckoned to amount to 2 g and the skin and faecal losses also to 2 g (hence the 4 in the equation). Finally, a correction is made for urea that is produced, but does not appear immediately in urine, accumulating instead in the blood (BUN). Losses from the drainage of wounds and fistulae have to be taken into account by measurement.

To calculate nitrogen balance, a 24 h urine collection is required in order to determine urea nitrogen (1 g of nitrogen = 2.2 g of urea) or total urinary nitrogen, to which is added the undetermined nitrogen losses (skin, faeces) estimated at 2 - 4 g of nitrogen. Urinary nitrogen losses vary from an obligatory minimum of about 2 g/day to more than 30 g/day in massive protein catabolism. The nitrogen balance is negative when nutritional intake is less than the sum of urinary nitrogen and undetermined losses. The daily nitrogen losses depend on many factors. These are increased by immobility, by reduction of the caloric intake with a constant nitrogen intake, and by stress-related increases in protein oxidation. The latter can produce dramatic increases in nitrogen losses.

Daily nitrogen losses in adults in various states
Tab. 4: Daily nitrogen losses in adults in various states

One must remember that nitrogen losses are tantamount to protein losses. Nitrogen losses therefore are always associated with a loss of functional capability, and lead to a higher incidence of complications, wound dehiscence, increased susceptibility to infection, decreased organ function (liver, gut, heart, lung) and in the extreme case to death from nitrogen deficiency. Nitrogen losses furthermore lead to substantial losses in body weight according to the equation:

1 g N = 6.25 g protein = 25 g muscle tissue

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2.2.4 Assessment of circulating protein status

Plasma protein concentrations are used routinely for assessment of nutritional status and the effect of nutritional therapy, but these are not highly specific. Numerous factors may modify the serum protein levels, particularly the state of hydration or the presence of oedema.

Serum albumin is an index often used, although many factors other than energy intake influence the metabolism of albumin and its distribution in the intra- and extravascular fluids. Albumin is the main protein synthesized and secreted by the liver (15 g per day) with a half-life of approximately 18 days. Measurement of albumin will not always give a correct indication, as for example in acute illness (especially sepsis) when the extravascular distribution of albumin rises, resulting in a lowered serum albumin, without a lowered store. Overhydration is another cause of a low albumin concentration not indicative of undernutrition. Albumin may serve as a parameter of chronic protein deficiency because of its relatively long half-life, which makes it a poor indicator of acute protein-energy deficiency.

Transferrin, which has a half-life of 8-10 days, may be a more sensitive index than albumin, but possesses low specificity. Serum concentrations are influenced by lack of iron, acute hepatitis and acute and chronic disease, without the necessary implication of loss of protein.

Other proteins with an even shorter half-life have been assessed. These are the retinol-binding protein (RBP), and the thyroxin-binding prealbumin (TBPA), which have half-lives of 12 and 48 h respectively. These parameters function as an indicator of acute protein alterations. C-reactive protein (CRP) is an acute phase protein, very low in normal healthy subjects, but exponentially rising with the onset of infection and returning very rapidly to normal or near normal values after the stimulus is removed. This makes it a helpful marker in the care of patients who are at high risk for post-operative infection.

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2.2.5 Assessment of immune status

The well-established interaction between malnutrition and infection may be due to modifications of the immunological defence observed in protein-energy malnutrition. Malnutrition decreases the synthesis of acute phase proteins that can help in the survival during stress, infection and injury. Besides that, cellular immunity is generally impaired in malnutrition (Chandra, 1983). Assessment is carried out on the total lymphocyte count in blood and by using tests for skin hypersensitivity to various antigens. From the extent of the cutaneous reaction, an immune score can be established. In general, a lowered immune score indicative of anergy is associated with an increased incidence of infectious complications. Interpretation of the immune response is nevertheless limited by the numerous variables which may affect it, such as certain drugs, surgical stress and the reliability of reference values. In undernourished patients, lowered, normal or raised serum immunoglobulin levels are observed, so that the effect of malnutrition on the humoral response has yet to be defined. Other major components of defence against infections are diminished in malnutrition, such as complement factors or leukocyte bactericidal capacity (Chandra, 1983).

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2.2.6 Body composition measurement

To date, new and more precise methods for assessing changes in body composition, as occurring in protein-energy malnutrition, have been developed. Each type of protein-energy malnutrition is characterized by specific changes in body composition.

Characteristic changes in body composition that occur in association with each of the three types of protein-energy malnutrition
Tab. 5: Characteristic changes in body composition that occur in association with each of the three types of protein-energy malnutrition

Marasmic patients have marked deficits of total body fat and protein. Marasmic kwashiorkor is also characterized by deficits in total body fat and protein and a marked relative increase in extracellular water. Patients with kwashiorkor are characterized by raised amounts of total body water, extracellular water and the proportion of extracellular water in the fat-free body.

In order to overcome the shortcomings of determining body composition by indirect anthropometric and biochemical measurements, body composition analysis by isotope dilution techniques and neutron activation analysis, bioelectrical impedance analysis and magnetic resonance spectroscopy techniques have been developed.

In isotope dilution assays, radioactive isotopes (22Na and 3H) are used to assess total exchangeable sodium, total exchangeable potassium and total body water. As sodium is diluted primarily in the extracelullar water compartment and potassium in the intracellular water compartment, the body cell mass, body fat mass, lean body mass, extracellular mass and the ratio of extracellular water to intracellular water can be determined. Malnutrition leads to a reduction of the body cell mass, while the extracellular mass and extracellular water rise, leading to a net change in the ratio of Nae/Ke (e = exchangeable). This ratio appears to be a marker for malnutrition; it approximates unity in well-nourished subjects and is greater than 1.22 in malnourished subjects (Forse and Shizgal, 1980).

Isotope dilution technique allows definition of the body cell mass, which is however greatly influenced by changes in intracellular water and determination by the isotope dilution technique may therefore result in an over- or underestimation of the protein mass.

Reaction activation analysis allows direct measurement of a number of elements, including nitrogen. The patient is radiated with high energy neutrons and afterwards moved to a whole body radiation counter. The radiation emitted by radionucleides induced by the neutrons is specific for various elements in the body. The complex spectrum from the patient is measured and analysed to give counting rates due to nitrogen (protein), hydrogen, carbon, chorine and in some systems calcium, phosphorus and sodium. From these data, the total body content for these elements can be calculated.

For this reason, neutron activation analysis is a reliable and direct method, although the equipment required is expensive. Compared to the isotope dilution technique, it is preferable in patients with fluxes in body water.

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2.3 Micronutrient status

Efficient utilisation of nitrogen-calorie substrates can only occur in the presence of physiological concentrations of a multitude of micronutrients: electrolytes, minerals, vitamins and trace elements. These nutrients are essential in minute quantities for the maintenance of normal metabolic functions. Micronutrient deficiencies may be the consequence of inadequate intake, defective absorption or utilisation, or they may supervene as a result of increased requirements. Diagnosis of micronutrient deficiencies attempts to identify the infraclinical or asymptomatic stages rather than to describe manifest organic alterations.

 Assessment of vitamin and trace element deficiencies
Tab. 6: Assessment of vitamin and trace element deficiencies

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2.4 Conclusion

Assessment of the nutritional status of a patient is relatively difficult. Ideally, the identification of protein-energy malnutrition should conform to the following criteria (Buzby and Mullen, 1984):
1. It should specifically identify protein-calorie malnutrition and
2. be negative in patients without protein-calorie malnutrition.
3. It should be unaffected by non-nutritional factors.
4. It should demonstrate normalisation with adequate nutritional support.

From the preceding, it is clear that a number of methods and parameters are available for assessment of the nutritional status of patients and for evaluating the response to clinical nutrition. Some of these parameters are specific and sensitive, while others are not. Problems with the interpretation of anthropometric parameters are that these parameters are subject to observer errors and are influenced by changes in tissue composition induced by non-nutritional factors. For example, the administration of intravenous fluids or blood products, or the extensive loss of fluids or blood, or the excessive loss of fluid or protein through diarrhoea, fistulae etc. may invalidate anthropometric and serum protein measurements. Disease states like hepatic disease and nephrosis may reduce serum levels of albumin and transferrin in patients undergoing nutritional assessment. Infection and trauma may interfere with delayed cutaneous hypersensitivity test. The prolonged half-lives of serum albumin and transferrin cause delayed responses in both nutritional depletion and repletion. Other tests like body composition measurements are not generally used.

Furthermore, one must remember that these nutritional parameters have wide confidence limits and therefore are in general more suited for use in epidemiological surveys than in individual patients. The problem is that none of these parameters is suited as the sole parameter to assess nutritional status.

Therefore, clinical evaluation forms the basis in identifying those patients who are at risk of malnutrition and nutritionally related complications. On the basis of this clinical evaluation, patients that are malnourished can be further evaluated using anthropometry and biochemical markers. Further, these techniques are a helpful tool in assessment of the effect of nutritional support.

As already discussed, some investigators have tried to asses the nutritional status by combining several parameters into a prognostic index. The relative value of these scoring systems has been demonstrated in clinical studies (Vehe et al., 1991) and further trials are needed to confirm the performance of such indices as a prognostic tool.

Applying the mentioned methods and limits for assessing the nutritional status, one can arrive at the following definitions about the nutritional status of the patient:

1. Normal nutritional status exists when all parameters are within the reference range.

2. Adipositas (obesity) exists when body weight, BMI and skinfold thickness are supranormal and all other parameters are in the normal range.

3. Protein malnutrition exists when body weight, BMI and skinfold thickness are within the normal range and arm-muscle circumference and creatine excretion are diminished; plasma protein levels are depressed.

4. Protein-calorie malnutrition exists when weight, BMI, skinfold thickness (energy component), arm- muscle circumference and creatine excretion (protein component) are decreased, indicating that functional proteins are depressed.

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2.5 Literature index

Baker JP, Detsky AS, Wesson DE et al.:
Nutritional assessment. A comparison of clinical judgement and objective measurements.
N Engl J Med 1982; 306: 969 - 72.

Bistrian BR.:
Nutritional assessment and therapy of protein-calorie malnutrition in the hospital.
J Am Diet Assoc 1977; 71: 393 - 7.

Bistrian BR, Blackburn GL, Sherman M, Scrimshaw NS.:
Therapeutic index of nutritional depletion in hospitalised patients.
Surg Gynecol Obstet 1975; 14: 512 - 6.

Blackburn GL, Benotti PN, Bistrian BR, Maini BS, Schlamm HT, Smith MF.:
Nutritional assessment and treatment and treatment of hospital malnutrition.
Infusionstherapie 1979; 6: 238 - 50.

Bozetti F, Migliavacci S, Gallus G et al.:
"Nutritional" markers as prognostic indicators of postoperative sepsis in cancer patients.
JPEN 1985; 9: 464 - 70.

Bray GA.:
Pathophysiology of obesity.
Am J Clin Nutr 1992; 55: 48S - 94S.

Buzby GP, Mullen JL.:
Nutritional assessment. In: Rombeau JL, Caldwell MD, eds. Clinical nutrition: enteral and tube feeding. Philadelphia: WB Saunders Company,
1984: 127 - 47.

Buzby GP, Mullen JL, Matthews DC, Hobbs CL, Rosato EF.:
Prognostic nutritional index in gastrointestinal surgery.
Am J Surg 1980; 139: 160 - 7.

Chandra RK.:
Nutrition, immunology, and infection: present knowledge and future directions.
Lancet 1983; 1: 688 - 91.

Daley BJ, Bistrian BR.:
Nutritional assessment. In: Zaloga GP, ed. Nutrition in critical care.
St.-Louis: Mosby-Year Book, 1994: 9 - 33.

Detsky AS, McLaughlin JR, Baker JP et al.:
What is subjective global assessment of nutritional status?
JPEN 1987; 11: 8 - 13.

Forse RA, Shizgal HM. The Nae/Ke ratio: a predictor of malnutrition.
Surg Forum 1980; 31: 89 - 92.

Frisancho AR.:
New norms of upper limb fat and muscle areas for assessment of nutritional status
Am J Clin Nutr 1981; 34: 2540 - 5.

Goldstein SA, Elwyn DH.:
The effects of injury and sepsis on fuel utilisation.
Annu Rev Nutr 1989; 9: 445 - 73.

O´Gorman RB, Feliciano DV, Matthews KS et al.:
Correlation of immunologic and nutritional status with infectious complications after major abdominal trauma.
Surgery 1986; 99: 549 - 55.

Grande F, Keys A.:
Body weight, body composition and caloric status. In: Goodhart RS, Shils ME, eds. Modern nutrition in health and disease, 6th ed. Philadephia: Lea & Febiger, 1980: x - 34.

Grant JP, Custer PB, Thurlow J.:
Current techniques of nutritional assessment.
Surg Clin North Am 1981; 61: 437 - 63.

Hackl JM, Germann R.:
Guide to parenteral nutrition. München: W Zuckschwerdt Verlag, 1994: 126 - 32.

Heymsfield SB, Casper K.:
Anthropometric assessment of the adult hospitalised patient.
JPEN 1987; 11 (suppl): 36S - 41S.

Hill GL.:
Body composition research: implications for the practice of clinical nutrition.
JPEN 1992; 16: 197-218.

Ingenbleek Y, Carpentier YA.:
A prognostic inflammatory and nutritional index scoring critically ill patients.
Internat J Vit Nutr Res 1985; 55: 91-101.

Jacobs DO, Scheltinga MRM.:
Metabolic assessment. In: Rombeau JL, Caldwell MD eds. Clinical nutrition: parenteral nutrition, 2nd ed. Philadelphia: WB Saunders Company, 1993: 75 - 122.

Jeejeebhoy KN.:
Assessment of nutritional status. In: Rombeau JL, Caldwell MD eds. Clinical nutrition: enteral and tube feeding, 2nd ed. Philadelphia: WB Saunders Company, 1990: 118 - 26.

Jeejeebhoy KN, Detsky AS, Baker JP. Assessment of nutritional status.
JPEN 1990;14:193S - 6S.

McMahon MM, Bistrian BR.:
The physiology of nutritional assessment and therapy in protein-calorie malnutrition.
DM 1990; 36: 378 - 417.

Mullen JL.:
Consequences of malnutrition in the surgical patient.
Surg Clin North Am 1981; 61: 465 - 87.

Mullen JL, Buzby GP, Waldman MT, Gertner MH, Hobbs CL, Rosato EF.:
Prediction of operative morbidity and mortality by preoperative nutritional assessment.
Surg Forum 1979; 30: 80 - 2.

Pettigrew RA, Charlesworth PM, Farmilo RW, Hill GL.:
Assessment of nutritional depletion and immune competence: a comparison of clinical examination and objective measurements.
JPEN 1984; 8: 21 - 4.

Shizgal HM.:
Nutritional assessment with body composition measurements.
JPEN 1987; 11 (suppl): 42S - 7S.

Shizgal HM, Forse RA.:
Protein and caloric requirements with total parenteral nutrition.
Ann Surg 1980; 192: 562 - 9.

Tuten MB, Wogt S, Dasse F, Leider Z.:
Utilisation of prealbumin as a nutritional marker.
JPEN 1985; 9: 709 - 11.

Vehe KL, Brown RO, Kuhl DA, Boucher BA, Luther RW, Kudsk KA.:
The prognostic inflammatory and nutritional index in traumatized patients receiving enteral nutrition support.
J Am Coll Nutr 1991; 10: 355 - 63.

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3. Calculation and measurement of energy requirements

Energy is generated in the human body by the burning of food components. Depending on their nature, food components yield a specific energy content (calorific value), which is determined empirically. Different substrates yield different values, even within one substance group. The energy content is therefore expressed as a mean value in order to simplify matters by rounding figures.

Energy content of food components
Tab. 7: Energy content of food components

The energy content of these substances is expressed in units of kilocalories (kcal) or kiloJoules (kJ). The conversion factor from kcal to the SI unit kJ is 4.1868.

For the assessment of the energy requirement of the hospitalized patient, several methods are available. These methods are either based on the technological assessment of the energy requirement by direct or indirect calorimetry or on empirical approximate equations.

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3.1 Direct calorimetry

The human body converts about 45% of the energy content of the food intake into work and about 55% into heat. As far as work is concerned, a distinction is drawn between internal work (respiration, cell pumps, synthetic processes, etc.) and external work (muscular work in moving). Since internal work is finally also converted to heat, one can estimate the body´s energy requirement by measuring the heat given off at rest. Therefore, one measures the heat production by the temperature change produced in a medium.

This method of estimation is called direct calorimetry and is extraordinarily complicated. The equipment required for the measurements is large, immobile and expensive; during the measurements, the patient is placed in a chamber and is not readily accessible. For these reasons, direct calorimetry is rarely used in the clinical setting.

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3.2 Indirect calorimetry

Energy expenditure may also be determined by indirect calorimetry. Indirect calorimetry measures gas exchange via oxygen consumption and carbondioxide production. It allows the heat produced by oxidative processes to be determined and relies on the fact that oxidation of particular food components is associated with a specific oxygen consumption and carbondioxide production; urinary nitrogen excretion is determined as a function of protein degradation.

Besides thermogenesis and activity, indirect calorimetry takes into account all the factors of the patient´s illness, including temperature, sepsis and catabolic processes.

In the open-circuit method, the expired air is collected for volumetric measurements and is analysed for its oxygen and carbondioxide content and corrected to standard conditions. These figures are then used to calculate oxygen consumption and carbondioxide production. In the closed-circuit method, the patient is isolated from the outside air and breathes from a reservoir that contains pure oxygen. As gas is expired by the patient, carbondioxide is removed. The decrease in gas volume is directly related to the rate of oxygen consumption and therefore can be used to calculate the metabolic rate. The values obtained by indirect calorimetry reflect the actual energy requirements and the utilisation of the individual substrates.

From a technical point of view it is simpler than direct calorimetry. Indirect refers to the heat production calculation from oxygen consumption and carbondioxide production, rather than from direct measurements. If the two figures are related for a given time period, one can come to a factor named the respiratory coefficient (RQ).

RQ = VCO2 / VO2 VCO2 = expired CO2 volume per unit of time
VO2 = consumed O2 volume per unit of time
O2 consumption, CO2 production, respiratory energy equivalent and RQ of various food components
Tab. 8: O2 consumption, CO2 production, respiratory energy equivalent and RQ of various food components

Starting from the measured O2 consumption and CO2 production, the metabolic rate (MR) can be calculated from various equations. The simplest is to assign a mean value to the respiratory energy equivalent for oxygen consumption of 4.83 kcal/ l 02.

MR (kcal/h) = 4.83 x VO2

The resulting equation has a maximum error of 8%.

If CO2 production is also considered, the equation becomes:

MR (kcal/h) = 3.9 x VO2 + 1.1 x VCO2

The oxidation of protein is associated with the excretion of nitrogen in urine. One gram of nitrogen in urine is equivalent to an oxygen consumption of 5.94 l and a CO2 production of 4.76 l. If one measures the total urinary nitrogen (UN) per unit of time, the metabolism can be corrected for the fraction of oxidised protein. In Weir´s equation this (v. Weir, 1949)fraction is estimated at 12.5%:

MR (kcal/h) = 3.941 x VO2 + 1.106 x VCO2 - 2.17 x UN

The fraction of the various foodstuffs used as an energy source can be calculated from the total urinary nitrogen (UN in g), the oxygen consumption (VO2 in l) and CO2 production (VCO2 in l) by the following equations (Wilmore, 1977):

Protein oxidation (g) = 6.25 x UN
Carbohydrate oxidation (g) = -(2.56 x UN) - (2.91 ( VO2) + (4.12 x VCO2)
Fat oxidation (g) = -(1.94 x UN) + (1.69 ( VO2) - (1.65 x VCO2)

The fraction for each foodstuff depends on the metabolic situation and on the diet. Average values are 15 - 17% for protein, 50 - 55% for carbohydrate and 30 - 35% for fat oxidation.

The measured metabolic rate at rest depends on circumstantial factors. A minimum results with measurement after 12 - 14 h fasting under conditions of complete bodily rest, mental relaxation and in a thermoneutral environment. 24 hours' energy consumption under these circumstances is called basal metabolic rate (BMR). In hospitals less standardized conditions prevail and energy consumption at rest is approximately 10% higher and referred to as resting energy expenditure (REE)

REE = BMR x 1.1

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3.3 Empirical approximate equations

Basal metabolic rate (BMR) is defined as the quantity of energy required to satisfy the requirements of the body at rest. Basal metabolic rate can be estimated from empirical approximate equations.

The most used formula for the calculation of the basal metabolic rate, based on indirect calorimetry, is the Harris & Benedict formula (Harris and Benedict, 1919):

BMR = 66 + (13.7 x BW) + (5 x ( H) - (6.8 x A) (male)
BMR = 655 + (9.6 x BW) + (1.73( H) - (4.7 x A) (female)
in which BW = body weight in kg, H = height in cm, A = age in years.

The BMR can also be estimated from the Fleisch standard metabolic rates (Fleisch, 1951), based on the body surface. The body surface can be estimated from standard normograms on the relation between body surface area, weight and height.

Standard metabolic rates
Tab. 9: Standard metabolic rates

The actual energy expenditure (AEE) will normally be higher than the BMR). Only in prolonged fasting is energy expenditure reduced by 10 - 15%. Energy requirement increases for example with fever (12% per 10° C), with all kinds of stress (+5% to +100%), with food intake (specific dynamic action: +12% for protein, +6% for carbohydrate, +2% for fat, +6% for mixed diets) and with physiological activity. AEE can therefore be estimated using calculated BMR and factors to correct for increases in energy requirements. Despite the fact that estimating the AEE from calculation of the BMR is very widely used and represents a simple and quick method, it is not always accurate because of the large range of thermogenic responses to injury, trauma and infection.

Equations and factors to estimate actual energy expenditure
Tab. 10: Equations and factors to estimate actual energy expenditure (AEE)

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3.4 Examples of calculation of the AEE

Male person, aged 20, 170 cm tall, 60 kg of body weight, confined to bed, having multiple trauma and 38° C body temperature.

BMR = 66 + (13.7 x 60) + (5 x 170) - (6.8 x 20) = 1600 kcal

AEE = BMR x AF x TF x IF = 2900 kcal

Female person, aged 56, 163 cm tall, 54 kg of body weight, mobile, in a postoperative state and 38° C body temperature.

BMR = 665 + (9.6 x 54) + (1.7 x 163) - (4.7 x 56) = 1200 kcal

AEE = BMR x AF x IF x TF = 1880 kcal

Male person, aged 39, 189 cm tall, 91 kg of body weigth, confined to bed having burns of 40% of body surface and a body temperature of 39° C.

BMR = 66 + (13.7 x 91) + (5 x 189) - (6.8 x 39) = 1990 kcal

AEE = BMR x AF x IF x TF = 4470 kcal

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3.5 Literature index

Elwyn DH, Kinney JM, Askanazi JA.:
Energy expenditure in surgical patients.
Surg Clin North Am 1981; 61: 545 - 56.

Fleisch A.:
Le métabolism basal standard et sa détermination au moyen du "Métabocalculator".
Helv Med Acta 1951;1:23 - 44.

Harris JA, Benedict FG.:
A biometric study of basal metabolism in man. Washington DC: Carnegie Institution of Washington, publication no. 279, 1919.

Jacobs DO, Scheltinga MRM.:
Metabolic assessment. In: Rombeau JL, Caldwell MD, eds. Clinical nutrition: parenteral nutrition. 2nd ed. Philadelphia: WB Saunders Company, 1993: 245 - 74.

Kinney JM.:
The application of indirect calorimetry to clinical studies. In: Kinney JM, ed. Assessment of energy metabolism in health and disease. Columbus, Ohio, Ross Laboratories, 1980: 42 - 8.

Kinney JM.:
Indirect calorimetry in malnutrition: nutritional assessment or therapeutic reference?
JPEN 1987; 11 (suppl): 90S - 4S.

Kinney JM, Duke JH Jr, Long CL, Gump FE.:
Tissue fuel and weight loss after injury.
J Clin Path 1970; 23 (suppl 4): 65 - 72.

van Weir JBde, New methods for calcnlating metabolic rate with special reference to protein metabolism. J. Physiol 1949; 109: 4-9.

Weissman C, Kemper M, Elwyn DH, Askanazi J, Hyman AI, Kinney JM.:
The energy expenditure of the mechanically ventilated critically ill patient.
An analysis. Chest 1986; 89: 254 - 9.

Wilmore DW.:
The metabolic management of the critically ill. New York: Plenum Publishing Corporation, 1977: 1 - 50.

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4. Index of abbrevations

A
Age (years)
AEE
Actual energy expenditure
AF
Activity factor
BMI
Body mass index
BMR
Basal metabolic rate
BUN
Blood urea nitrogen
BW
Body weight (kg)
CI
Creatinine index
CRP
C-reactive protein
ECW
Extracellular water
FFM
Fat-free mass
H
Height (cm)
Ke
Potassium exchangeable
IBW
Ideal body weight
IF
Injury factor
MAC
Mid-arm circumference
MAMC
Mid-arm muscle circumference
MR
Metabolic rate
Nae
Sodium exchangeable
OBW
Optimal body weight
PINI
Prognostic inflammatory and nutritional index
PNI
Prognostic nutritional index
RBP
Retinol-binding protein
REE
Resting energy expenditure
RQ
Respiratory quotient
SGA
Subjective global assessment
TBPA
Thyroxin-binding prealbumin
TBW
Total body water
TF
Temperature factor
TST
Triceps skinfold thickness
UN
Urinary nitrogen
UUN
Urinary urea nitrogen
VCO2
Expired volume per unit of time
VO2
Consumed O2 volume per unit of time

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